Unity of Interests
At Whelan Financial clients come first. As a fee-only Registered Investment Advisory firm we do not charge a commission and are solely compensated by our clients. Just as we are committed to providing the highest level of service, we are dedicated to the highest standard of ethics. We take our fiduciary role seriously and proudly uphold the principles set forth by CFP Board of Standards as well as the Investment Advisor’s Act of 1940.
We provide wealth management which approaches investing from a financial planning perspective. We understand our client’s whole financial picture and invest accordingly.
With over 25 years in business and a combined 40 years of experience, our advisors are prepared to guide clients through even the most challenging markets. Investment decisions are driven by in-depth research and analysis. We require all advisors to become CFP® practitioners and promote the furthering of our team’s education.
We coordinate advice with our clients’ CPAs, attorneys and third party administrators.
In addition to meeting with our clients quarterly, we encourage our clients to contact us anytime for advice.